FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/09/2004 |
3. Issuer Name and Ticker or Trading Symbol
WIRELESS FACILITIES INC [ WFII ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 09/20/2004 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 250 | D | |
Common Stock in Employee Stock Purchase Plan (ESPP) | 284 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options (right-to-buy) | 08/07/2001(1) | 10/01/2011 | Common Stock | 3,958 | 4.47 | D | |
Employee Stock Options (right-to-buy) | 11/01/2001(2) | 10/01/2011 | Common Stock | 130 | 4.47 | D | |
Employee Stock Options (right-to-buy) | 04/05/2002(3) | 10/01/2011 | Common Stock | 1,000 | 4.47 | D | |
Employee Stock Options (right-to-buy) | 08/07/2002(4) | 04/30/2012 | Common Stock | 36,000 | 4.23 | D | |
Employee Stock Options (right-to-buy) | 06/23/2003(5) | 05/23/2013 | Common Stock | 20,000 | 9.82 | D | |
Employee Stock Options (right-to-buy) | 05/08/2004(6) | 04/08/2014 | Common Stock | 18,000 | 11.06 | D | |
Employee Stock Options (right-to-buy) | 09/18/2004(7) | 08/18/2014 | Common Stock | 8,500 | 6.05 | D |
Explanation of Responses: |
1. The Stock Option was granted to the reporting person under Issuer's 1999 Equity Incentive Plan. The Stock Option vested as to 25% of the total grant amount on August 7, 2001, and thereafter as to 1/48th of the total grant amount per month on the 7th of each month until fully exercisable on August 7, 2004. |
2. The Stock Option was granted to the reporting person under Issuer's 1999 Equity Incentive Plan. The Stock Option vested as to 25% of the total grant amount on November 1, 2001, and thereafter as to 1/48th of the total grant amount per month until fully exercisable on November 1, 2004. |
3. The Stock Option was granted to the reporting person under Issuer's 1999 Equity Incentive Plan. The Stock Option vested as to 80% of the total grant amount on April 5, 2002, and thereafter as to 20% of the total grant amount on April 5, 2003. |
4. The Stock Option was granted to the reporting person under Issuer's 1999 Equity Incentive Plan. The Stock Option vested as to 41% of the total grant amount on on August 7, 2002; 29% of the total grant amount on November 6, 2002; and 30% of the total grant amount on February 12, 2003. |
5. The stock option was granted to the reporting person under the issuers 1999 Equity Incentive Plan. The stock option vests or has vested at the rate of 1/48th of the total grant amount per month beginning on June 23, 2003, until fully exercisable on May 23, 2007. |
6. The stock option was granted to the reporting person under the issuers 1999 Equity Incentive Plan. The stock option vests or has vested at the rate of 1/48th of the total grant amount per month beginning on May 8, 2004, until fully exercisable on April 8, 2008. |
7. The stock option was granted to the reporting person under the issuers 1999 Equity Incentive Plan. The stock option vests or has vested at the rate of 1/48th of the total grant amount per month beginning on September 18, 2004, until fully exercisable on August 18, 2008. |
Remarks: |
Laura L. Siegal by Matthew G. Colvin, Attorney-In-Fact | 08/10/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |